Japan’s Fleet BMD Upgrades

DDG-173 JS Kongo
JS Kongou
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The JMSDF (Japanese Maritime Self Defence Force) is working closely with the USA on missile defense activities. Air Force cooperation has also improved by leaps and bounds, allowing for much closer coordination with the USA in all aspects of operations – including missile tracking.

Japanese involvement includes modification and improvements to the SM-3 long-range anti-air/ABM missile. This weapon will form the outer layer of Japan’s ABM system, deployed from its current fleet of 4 Kongo Class AEGIS destroyers, and their 2 larger Atago Class successors. The inner layer will consist of land-based Japan Self Defense Forces PAC-3 Patriot missiles, and together they will form the initial ballistic missile defense for mainland Japan.

The Equipment

SM-2 and SM-3
SM-2 (top), SM-3
 

Japan already had Kongo-Class AEGIS destroyers, and SM-3 Block IA Standard missiles, in its inventory when the upgrades began. The JMSDF had 4 AEGIS destroyers operating with SM-2 missiles at sea when the upgrades were first requested; the 5th and 6th AEGIS destroyers were under construction. The US DSCA believed, correctly, that the JMSDF was fully capable of integrating the modified AEGIS Weapon System and SM-3 Block IA into its operational forces and will receive data sufficient to maintain and support the systems.

DDG-175 JS Myoko Kongo Class
JS Myoko
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AEGIS BMD 3.0 can be used only for tracking, while AEGIS BMD 3.6.1 can be used for full engagement. Japan’s goal is to have all ship equipped with BMD 3.6.1, and this has been achieved. Presumably, the final upgrades will also include Cooperative Engagement Capability.

The USA has tested AEGIS BMD 4.0.1 equipment and software on board USS Lake Erie [CG 70] , and is beginning to roll it out to their fleet. Once that happens, it becomes available as a possible upgrade.

A more certain upgrade for Japan involves its naval missiles, via cooperation in developing the larger SM-3 Block IIA. The new missile is wider, with a longer range of its own, and the ability to hit longer-range missiles with a higher flight profile. It will be paired with AEGIS BMD 5.1, and deliveries are currently scheduled to begin in FY 2015, with deployment around 2018.

Contracts & Key Events

2011 – 2012

DDG-177 JS Atago
JS Atago
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April 11/13: Atago Class. Lockheed Martin Mission Systems and Training in Moorestown, NJ receives a $29.5 million cost-plus-fixed fee contract for all of the cabinets, consoles, cables and switches needed to support development and testing of the Japan Aegis modernization baseline. When asked about these last 2 contracts, Lockheed Martin’s director of International AEGIS Programs Doug Wilhelm called them:

“…the first step in the Japan Aegis Modernization (JAMOD) program… [for] two of Japan’s existing AEGIS Destroyers [DID: which presumably means the Atago Class, else it would be 4 ships]. Specifically, this contract procures the upgraded equipment that will be installed on the ships in Japan and at a land-based test facility in Moorestown, N.J. The next JAMOD contract award, expected later this year, will be for the completion of Lockheed Martin’s Combat System Engineering efforts to develop, test, and deliver upgraded AEGIS computer programs for the ships. JAMOD will provide the Japanese Maritime Self-Defense Force (JMSDF) with the ability to defend against ballistic missile threats while simultaneously providing defensive capabilities in Air, Surface, and Subsurface mission areas.”

The firm was asked, but they would not specify the target Aegis BMD baseline. Work will be performed in Moorestown, NJ (83.6%); Clearwater, FL (16.3%); Akron, OH (0.1%), and is expected to be complete by June 2014. All funds are committed immediately, and the contract was not competitively procured in accordance with 10 U.S.C. 2304(1)(4). US NAVSEA in Washington DC acts as Japan’s FMS agent (N00024-13-C-5111).

March 28/13: Atago Class. Lockheed Martin Mission Systems and Training in Moorestown, NJ receives a $65 million modification to previously awarded contract to exercise options for “fiscal 2013 Aegis Weapon System Modernization requirements for Japan.” All funding is committed immediately, but the scope of this project isn’t yet clear.

Work will be performed in Moorestown, NJ (69%); Clearwater, FL (30%); and Akron, OH (1%), and is expected to be complete by January 2017. US NAVSEA in Washington DC acts as Japan’s FMS agent (N00024-11-C-5118).

The contract is issued amidst growing tensions involving North Korea, whose leadership seems intent on making Abe’s case for higher military spending much more attractive. We’d say that “the check is in the email,” but that’s North Korea’s actual goal. Hey, all that cognac is expensive – Office 38 needs to be paid.

Dec 10/12: Atago Class. The US DSCA announces [PDF] Japan’s formal request to upgrade its 2 Atago Class AEGIS destroyers for ballistic missile defense, an estimated cost of up to $421 million.

The Atagos are a larger and more advanced derivative of the Kongo Class, with 96 vertical launching cells instead of 90, and improved helicopter handling facilities that include a hangar. They don’t currently have missile defense capability. This set of upgrades would bring them to BMD parity with their counterparts, and also upgrade a few other systems on board. In order to equip JS Atago and JS Ashigara (DDG 177 & 178), Japan would order:

  • The “J6″ standard AEGIS Weapon System Computer Program
  • 2 Multi-Mission Signal Processors to upgrade their existing AN/SPY-1Dv radars
  • 2 Common Processor Systems
  • Other Ballistic Missile Defense electronics (Mission Planner Blade server processors hosted in CPS, and 2 Kill Assessment Systems/Weapon Data Recording Cabinets),
  • 2 ship sets of Common Display Systems (44 OJ-827v1 Tri Screen Display Consoles, 8 Display Processor Cabinets, 2 Video Wall Screen and Projector Systems, 46 Flat Panel Displays, and 2 Distributed Video Systems)
  • 2 ship sets of AN/SPQ-15 Digital Video Distribution Systems
  • 2 ship sets of Operational Readiness Test Systems hosted in AEGIS Weapon Systems computing infrastructure
  • Upgrades of their MK-41 Vertical Launching Systems to Baseline 7 (24 MK-448 MOD 1 Motor Control Panels, 48 MK-179 MOD 0 Programmable Power4 Supplies, 24 MK-5 MOD 1 Launch Sequencers, 4 Fiber Optic Distribution Boxes, and 24 Single Module Junction Boxes)
  • 4 MK-235 Mod 7 Launch Control Units with Global Positioning System Integrator
  • 2 ship sets of MK-34 Gun Weapon Systems and MK-20 Electro-Optical Sensor Systems
  • Plus software updates, other ordnance alterations and engineering changes, spare and repair parts, support equipment, tools and test equipment, technical data and publications, personnel training and training equipment, and US Government and contractor support.

The principal contractor would be Lockheed Martin MS2 in Mooretown, NJ, and implementation of this proposed sale would require multiple trips to Japan involving 6 US Government and 10 contractor representatives over 3 years, performing technical reviews/support, programs management, and training.

Atago Class upgrade request

Aug 16/12: Atago Class. Media reports surface that Japan is looking to add ballistic missile defense upgrades its 2 Atago Class destroyers, which are a slightly larger successor variant of the Kongo Class. Atago entered service in 2007, and Ashigara followed a year later in 2008.

The question is which upgrades Japan and the USA are discussing. Reports indicate that it will be a more modern version of the Aegis BMD system, and the most advanced deployed version is Aegis BMD 4.0.1. The new system is another step along the migration to open architecture electronics, and its improvements include target discrimination, Launch on Remote tracking data, and the ability to handle longer-range engagements against more sophisticated ballistic missiles.

On the other hand, the reports also say that “With such a modernization, the Atago and Ashigara would be capable of firing an updated SM-3 missile that Japan is co-developing with the United States.” That missile is the SM-3 Block IIA, but according to the US Missile Defense Agency, that will require Aegis BMD 5.1, which isn’t slated for fielding until 2018.

If the upgrades are intended to be a near-term project that widens Japan’s defensive umbrella to 6 ships, Aegis BMD 4.0.1 is the likely version, and future upgrades will be required when Japan wants to fully integrate the Block IIA missile into its fleet. Reuters.

April 13/12: Lockheed Martin Mission Systems and Sensors, Moorestown, NJ receives a $7.4 million cost-plus-incentive-fee contract modification for technical engineering and related operation and maintenance of Navy AEGIS sites in New Jersey in support of AEGIS Foreign Military Sales cases JA-P-FNC (Japan) and SP-P-LGB (Spain), and U.S. Navy AEGIS support efforts.

“This contract modification will provide continuing technical engineering, logistics, configuration management, quality assurance, operation and maintenance for AEGIS program support sites located in New Jersey. These facilities incorporate highly integrated, classified, real-time networks that connect numerous contractor and United States government facilities required to build, integrate and deliver computer code for U.S. Navy and Foreign Military Sales requirements.”

While Spain has not deployed SM-3 missiles, it has sent its F100 AEGIS frigates to participate in American ballistic missile defense exercises as tracking ships. Work will be performed in Moorestown, NJ, and is expected to be complete by September 2012. US Naval Sea Systems Command in Washington, DC manages the contracts, and acts as Japan & Spain’s FMS agent (N00024-10-C-5124).

Sept 29/11: Lockheed Martin Mission Systems & Sensors in Moorestown, NJ receives a $157.6 million cost-plus-fixed-fee contract for engineering, alteration installation/repair overhaul execution, computer program maintenance, in-country support services, and staging support to fulfill Aegis lifetime support requirements of the Japan Maritime Self Defense Force. This includes both the radar and combat system components, and if all options are exercised, the contract total could rise to $228.2 million.

Work will be performed in Moorestown, NJ (82.9%); Baltimore, MD (3.4%); Tokyo, Japan (3.1%); Seoul, South Korea (2.5%); Kongsberg, Norway (2.3%); Washington, DC (1.3%); Nagasaki, Japan (1.1%); Yokohama, Japan (1.1%); Pusan, South Korea (0.8%); Maizuru, Japan (0.5%); Sasebo, Japan (0.5%); and Yokosuka, Japan (0.5%), and is expected to be completed by January 2016. Since it’s a Foreign Military Sale contract, it was not competitively procured by US Naval Sea Systems Command in Washington, DC, which acts as Japan’s agent (N00024-11-C-5106).

Sept 17/11: Mianichi Daily News reports US notification to Japan that the SM-3 Block IIA will be delayed 2 years, because the kill vehicle needs additional testing. The USA will cover the additional costs.

The original development plan involved a 9-year effort ending in 2014, with Japan paying $1.0 – 1.2 billion, and the USA $1.1 – 1.5 billion. That will now extend to 2016, with the USA looking to deploy the new missile in 2018. Japan had planned to deploy the SM-3 Block IIA in 2020 on its Kongo Class BMD destroyers, and the question is whether that deployment will also be delayed.

Sept 7/11: Mianichi Daily News reports that Japan’s Defense Ministry has begun launching about 15 mock missiles and collecting data, in a YEN 8.2 billion (currently about $106 million) bid to boost the accuracy of detecting and tracking missiles under the missile defense plan. The operation is expected to run until the end of March 2013.

2008 – 2010

SHIP DDG-174 JS Kirishima Kongo Class
JS Kirishima
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Oct 29/10: JFTM-4. The recently upgraded JS Kirishima [DDG-174] successfully hits a separating “1,000 km class” ballistic missile target using an SM-3 Block 1A missile, in test JFTM-4 off the coast of Kauai in Hawaii. It’s the 3rd of 4 successful test firings for the JMSDF. America’s USS Lake Erie [GC-70] cruiser and USS Russell destroyer [DDG-59] also participated in this test, tracking the target and simulating their own intercepts.

The firing follows another test earlier this month, in which JS Kirishima acquired a separating target passed from a U.S. destroyer with her own sensors, and performed a simulated engagement. Jeff Bantle, Lockheed Martin’s vice president of Surface-Sea Based Missile Defense Systems, said that “This [live fire] test completes the planned upgrade of the Japanese navy’s destroyers with the Aegis ballistic missile defense capability.” US MDA | Lockheed Martin | Raytheon (incl. video).

4th Test

Oct 27/09: JFTM-3. The Japanese Maritime Self-Defense Force ship JS Myoko [DDG-175] uses an SM-3 Block IA missile and its AEGIS BMD 3.6.1 system to engage and destroy a medium-range ballistic missile (MRBM) target more than 100 miles above the Pacific Ocean. It is the 2nd successful Japanese intercept in 3 tries, and the 20th successful intercept out of 24 tries for the SM-3.

The destroyer USS Paul Hamilton [DDG-60] tracked the target and performed a simulated engagement, while the cruiser USS Lake Erie [CG-70] tested its next-generation AEGIS BMD 4.0.1 system’s improved signal processor and target discrimination to track the missile target and the post-intercept debris. US MDA: Release [PDF] | Photos | Video || Lockheed Martin | Raytheon.

3rd test

July 2/09: Lockheed Martin Maritime Systems and Sensors of Moorestown, NJ receives a $7 million modification to a previously awarded contract (N00024-04-C-5144) for Japan AEGIS Modernization Lifetime Support to Kongo and Atago class ships.

Lockheed Martin will provide planning, scheduling, and execution support for Japan, while preparing for and responding to price and availability requests, conducting studies, computer program modifications, helping the U.S. Navy develop a technology control plan to protect sensitive technologies, and future cooperative development and interface between U.S. and Japan AEGIS baselines. This modification includes options which would increase the cumulative value of the contract to $41 million. Lockheed Martin will perform the work in Moorestown, NJ and expects to complete it by March 2010. The Naval Sea Systems Command in Washington, DC manages the contract.

Kongo Class DDG-176 Chokai
DDG-176 Chokai
(click to view full)

Nov 19/08: JFTM-2. Japan’s JS Chokai [DDG-176] AEGIS destroyer launches an SM-3 Block 1A missile at an incoming ballistic missile target, during the 2nd cooperative US/Japanese sea-based Ballistic Missile Defense test off the coast of Kauai, Hawaii. The intercept does not go as well as JS Kongo’s Japan Flight Test Mission 1 (JFTM-1), however:

“Target [missile] performance, interceptor missile launch and flyout, and operation of the Aegis Weapon System by the crew were successful, but an intercept was not achieved… There is no immediate explanation for the failed intercept attempt. More information will be available after a thorough investigation. The JS CHOKAI crew performance was excellent in executing the mission.”

See US MDA release [PDF format] | Images | Videos. This is most unpleasant news to the supervising Japanese official, Rear Admiral Tomohisa Takei, Director General of Operations and Plans, for the Japanese Maritime Staff Office (MSO), Japan Maritime Self Defense Force (JMSDF). The US Missile Defense Agency release adds that:

“Before returning to Japan, JS CHOKAI will be loaded with additional SM-3 Block IA missiles. The ship will arrive in Japan with a supply of SM-3 missiles and with the operation of the Aegis BMD configuration tested and confirmed, ready to provide Japan with a proven midcourse engagement capability against the increasing ballistic missile threat present in that region.”

2nd test

2004 – 2007

JS Kongo fires SM-3 ABM
JS Kongo fires SM-3
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Dec 28/07: Lockheed Martin Maritime Sensors and Systems of Moorestown, NJ receives a $40.4 million firm-fixed-price and cost-plus-fixed-fee contract modification to fulfill a Japan AEGIS ship program requirement to procure BMD Block 2004 capability for a Kongo Class destroyer. A subsequent Reuters report established that this is the 3rd AEGIS upgrade contract, and adds that

“A contract for the fourth ship, Kirishima, now looks set “to follow by year’s end, if not sooner,” said Ken Ross, a Lockheed spokesman in Moorestown, New Jersey.”

If Kongo’s equipment is already installed, and the July 25/07 contract was for JS Chokai, then by inference this contract must cover JS Myoko [DDG-175]. A Jan 14/07 Lockheed Martin release confirms this.

Work will be performed at Moorestown, NJ and is expected to be complete by November 2009. The contract funds will not expire at the end of the fiscal year. The Missile Defense Agency Command in Dahlgren, VA issued the contract, and Japanese Foreign Military Sales funds will be used. The modification raises the full contract to $359 million so far. (N00024-06-C-6106).

Myoko upgrade

Dec 17/07: JFTM-1 Success! The JS Kongo fires an SM-3 Block 1A missile, which tracks and kills its ballistic missile target. USS Lake Erie [CG 70] also participates as a secondary, using its radar to track the target. Read “Japanese Destroyer JS Kongo Intercepts Ballistic Missile” for more.

1st test

Nov 6/07: The JS Kongo participates in an ABM exercise with a fully functional AEGIS BMD system, using it to detect, track and conduct a simulated engagement of the ballistic missile targets. In the first dual-firing test, 2 SM-3 Block IA missiles fired simultaneously from the USS Lake Erie [CG 70] destroy 2 short-range ballistic missile targets launched from the U.S. Navy’s Pacific Missile Range Facility on Kauai, Hawaii. The test marked the 10th and 11th successful intercepts for the Aegis Ballistic Missile Defense system’s SM-3. Kongo is scheduled to conduct Japan’s first firing flight test in late 2007. Lockheed Martin release.

July 25/07: Lockheed Martin Maritime Sensors and Systems of Moorestown, NJ received a $33.1 million firm-fixed-price contract modification to fulfill the Japan AEGIS ship program requirement to procure AEGIS BMD Block 2004 capability for the JS Chokai [DDG-176]. Work will be performed at Moorestown, NJ and is expected to be complete by February 2009. The Naval Sea Systems Command, Washington, D.C. is sued the contract (N00024-06-C-6106). See Aug 7/07 Lockheed Martin release.

Chokai upgrade

June 8/07: The US Defense Security Cooperation Agency announces Japan’s formal request [PDF format] request for Ballistic Missile Defense upgrades to one AEGIS Weapon System (Lockheed-Martin Maritime System and Sensors in Moorestown, NJ), AEGIS BMD Vertical Launch System ORDALTs (BAE’s Mk41 modifications, Minneapolis, MN), 9 SM-3 Block IA STANDARD missiles (Raytheon in Tucson, AZ) with MK 21 Mod 2 canisters, containers, spare and repair parts, publications, documentation, supply support, U.S. Government and contractor technical assistance and other related elements of logistics support. The systems will be installed on Japan’s Kongo Class AEGIS destroyers, and the total value, if all options are exercised, could be as high as $475 million. The Japanese destroyer JS Moyoko [DDG-175] may be the target of this request.

The July 25/07 entry strongly suggests that this is for the JDS Chokai [DDG-176], which is the last of the current Kongo Class destroyers.

Upgrade request

June 22/06: As North Korea prepares to test-launch a Taepodong-2 ballistic missile reportedly capable of hitting the US mainland, the US & Japan successfully conducted a joint missile intercept test off of Hawaii using the USS Shiloh [CG 67] guided missile cruiser and its upgraded AEGIS radar & combat system, firing an SM-3 missile. The test was the 7th successful intercept in 8 tests during the current program.

The USS Lake Erie [CG 70], USS Paul Hamilton [DDG 60], & USS Milius [DDG 69] also participated, as did the Japanese Kongo Class destroyer JS Kirishima [DDG-174], which has installed AEGIS Long Range surveillance & Tracking 3.0 but no engagement capability. Testing also included receipt of target data on USS Shiloh from a land-based radar, as well as a second CG-47 Class cruiser that used the flight test to collect data and further the development of an upgraded SPY-1B radar with a new signal processor. See Navy News article | Lockheed Martin release.

June 5-6/06: The US DSCA announces a pair of requests from Japan for Standard-family naval air and missile defense systems, as well as destroyer BMD upgrades. The total value, if all options are exercised, could be as high as $528 million. Raytheon, Lockheed, and BAE are the primary contractors.

The first sale for $458 million sale involves 9 longer-range SM-3 missiles plus ballistic missile defense upgrades to one AEGIS Weapon System, AEGIS BMD Vertical Launch System (VLS) alternations, and other support. The JMSDF destroyer JS Chokai [DDG-176] may be the target of the request.

The second sale is for $70 million if all options are exercised, and involves up to 44 shorter-range SM-2 Block IIIB Standard Missiles that serve as the mainstays of the Kongo Class AEGIS destroyers’ air defense, plus various forms of support. See full DID coverage.

Upgrade request

July 15/05: Lockheed Martin Maritime Sensors and Systems wins a $124 million cost-plus-award-fee contract modification to upgrade the Japanese AEGIS destroyer JS Kongo [DDG-173] to give it AEGIS Ballistic Missile Defense Block 2004 capability. Japan’s Kongo-Class destroyers are based on the USA’s Flight II DDG 51 Arleigh Burke Class, but feature many modifications both internally and externally.

Work on this contract will take place in Moorestown, NJ (78%); Baltimore, MD (15%); Eagan, MN (4%); and Aberdeen, SD (3%); and should be complete by November 2007. The project was not bid out, but was rather awarded by the Naval Sea Systems Command in Washington, DC under contracting activity N00024-03-C-6110. See also Lockheed release.

Kongo upgrade

June 29/05: The US DSCA communicates [PDF] Japan’s official request for 9 SM-3 Block IA Standard missiles with MK 21 Mod 2 canisters, Ballistic Missile Defense (BMD) upgrades to one AEGIS Radar & weapon control system, AEGIS BMD Vertical Launch System ordnance alternations (ORDALTs), containers, spare and repair parts, publications, documentation, supply support, U.S. Government and contractor technical assistance and other related elements of logistics support. The total value, if all options are exercised, could be as high as $387 million.

Sources are unclear, but this could be a request targeted at the first-of-class JS Kongo [DDG-173]. Some reports peg the JS Kirishima [DDG-174] as Japan’s first ship to receive the upgrades – albeit only AEGIS Long Range Surveillance & Tracking version 3.0, which does not include engagement. Since this announcement refers to upgrades that include “AEGIS radar and weapon control,” and the May 5/04 announcement does not, the assumption is that this is targeted to the JS Kongo (aka. Kongou), and the May 2004 request was for the JS Kirishima.

Japan’s agreement to provide fuel/logistics to U.S. and allied ships supporting Operation Enduring Freedom and its deployment of an AEGIS destroyer to the Indian Ocean have focused new obligations on Japan. This proposed sale is consistent with these U.S. objectives and with the 1960 Treaty of Mutual Cooperation and Security.

The principal contractors will be:

  • Lockheed-Martin Maritime System and Sensors in Moorestown, NJ
  • Raytheon Company Equipment Division in Andover, MA
  • BAE Systems in Minneapolis, MN

There are no known offset agreements proposed in connection with these potential sales.

Upgrade request

May 5/04: The US DSCA announces [PDF] Japan’s request for 9 SM-3 Block 1A Standard missiles with MK 21 Mod 2 canisters, Ballistic Missile Defense (BMD) upgrades to one AEGIS Weapon System, AEGIS BMD Vertical Launch System ORDALTs and logistics support for an estimated value of $725 million.

Upgrade request

Additional Readings

  • Information Dissemination (June 21/07) – US Navy Ballistic Missile Defense. Well researched article covering the USA’s plans in this area, including ships slated to receive ABM capability.

Categories: ABM, Alliances, BAE, Contracts - Intent, Issues - International, Japan, Lockheed Martin, Missiles - Surface-Air, New Systems Tech, Radars, Raytheon, USA

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